
Belonging, Ethnic Diversity and
Everyday Experience: Co-Existing Identities on the Italo-Slovene
Frontier
by Warwick Armstrong
Introduction: Nations, States and Identities
In 1991, the year of Slovenian independence, the Ljubljana journal
Nova Revija brought out a collection of papers on the new state
edited by N. Grafenauer [1991]. Every one supported independence,
but some raised provisos about the nature of that independence
and set out terms for their new country's future actions. In
so doing, they invoked social and civic issues concerning the
nature and exercise of power which have confronted societies
throughout history. But such issues especially reflect concerns
of the modern era, ever since the enlightenment thinkers in
the eighteenth century addressed the situation of individuals
and their civil rights when confronted by political power -
and, above all, by the power of the state. In an article originally
written in 1988, T. Persak offers thoughts on nationalism and
human rights which go to the heart of the issues facing the
present paper. He writes:
"I would like to avoid any possible reproach that I attribute
a higher value to the nation and the state than to the individual
or that I do not take into consideration the fact that the first
preconditions of a true democracy are human rights and civil
liberties. This fundamental level of democracy is the essential
prerequisite for the real sovereignty of a nation. On the other
hand, it is equally true that for most people, belonging to
a nation, - i.e. the individual's national awareness and linguistic,
ethical and ethnic determination - is an inseparable part of
their personality and, as such, is also one of the decisive
factors in the process of decision-making, when the individual
functions...as the principal subject of political decisions.
It is precisely for this reason that the question of the sovereignty
of a nation, of its statehood and also the national question
as a question of a nation's ontological certainty, are of paramount
importance for everyday practice. The declaration and assertion
of belonging to a nation and of national interests are thus
crucial human rights and civil liberties, and as such pertain
to the above-mentioned fundamental level of democracy" [Persak,
1991, 95]
The latter part of the quote reflects the tone and emotions
of the time when the Slovenian state was tentatively establishing
itself in the world community - although there does not appear
to be a self-evident link established between civil liberties
and human rights and belonging to a nation-state. Nevertheless,
in the scale of human priorities, Persak ranks human rights,
social justice and civil liberty higher than any claims that
the state might make on its citizens.
We are also confronted with a semantic problem here; and it
arises from conflating the concept of nation with those of the
state or nation-state. What does a commitment to nationalism
suggest? Is it support for the nation or the state - or both?1
The two are far from identical. In contrast to Gertrude Stein's
characterisation of a rose, we cannot sensibly get a grip on
the matter by asserting that 'nationalism is nationalism is
nationalism'; rather, it presents us with a mercurial image
which slips and slides from one time, or place, or situation
to another. Each expression of nationalism is unique. It is
the outgrowth of a myriad actions and attitudes in society,
of the society's specific history and geography, of networks
of association and relationships of power. If we are to gain
any understanding of its functions and character in a given
society, we have to know something of its culture, its political
system, its history and its social relationships, including
those of the social classes and regional and other groupings
which make it up. In extremis - at its most blatantly unidimensional
- we can see the impact of nationalist ideology in the intensity
of those caught up in the single-mindedness of a state at war
- or, perhaps more frivolously, in the passion and chauvinism
of fans at an international sporting contest.
For most of the time, however, the idea of nationalism is complex
and negotiable. It is far from certain that the 'imagined community'
of Benedict Anderson's conception when applied to the nation-state
is much more than an occasional notion in people's lives. In
recent years, with the rise of secessionist regional movements,
many state frontiers - internal and external - have become the
objects of contention. Regions in even long-established nation-states
are now adopting interpretations of national identity which
conflict with the interests of the central state itself. The
most obvious examples are the separatist and autonomist movements
challenging the structures of both new states and those with
a much longer unitary history in Western Europe. The contemporary
nation-state faces two main competitors, an emerging global
order, and the discontents of autonomist movements within its
own borders. Both are ruffling the surface of long-held comfortable
assumptions.
As Eugen Weber [1979] shows in his classic study on the modernisation
of the French peasantry, the sense of conquest of the regions
by the French state rankled for decades; the process of establishing
a centralised state in the nineteenth century was akin to colonial
mastery as customs, laws and language from the Franche-Comte
to the Southwestern were overthrown by the alien power of Paris:
Order imposed by men of different code and speech, somebody
else's order, is not easily distinguished from foreign conquest
[Weber, 1979, 487].
So, the imagined community promoted by the apparatus of the
central state and of favoured regions often fails to resonate
in harmony with those on the margins of privilege. What Weber
calls the condescension and incomprehension of the capital and
its elites have also affected other nation-states in Western
Europe. His comment on the methods of regional assimilation
which were imposed against the will of those who opposed merging
with the centre are widely applicable:
Native communities were despoiled of their rights (forest code,
pasture, commons, fishing and hunting rights) in the name of
progress, of freedom, of productivity, and of a common good
that made no sense to those in whose name is was proclaimed
[ibid.]. Nor is this a matter of a long-past history where groups
in the French Pyrenees and Corsica took up arms against the
administrators and forces of order sent to discipline and civilise
locals dissidents. In 1998, a representative administrator from
Paris has been assassinated in the streets of Ajaccio; the imagined
communities to which the victim and the assassin could subscribe
were clearly far from identical. Basque gunmen (although by
no means representative of most Basque nationalists) periodically
carry out assassinations in the name of independence and Republicans
and Loyalists in Northern Ireland have, over the years confronted
and killed each other, and the innocent, to advance their own
visions - or spectres - of the acceptable imagined community.
Another example: I live in a Canadian province, Quebec, where
close to a majority of the citizens appear to believe that the
federal state is inimical to their interests and aspirations.
In fact, a strong majority of francophones have formally voted
to rid themselves of the encumbrance2. And in the not too-distant
past, a small group resorted to violence to make their separatist
claims heard. In Europe, too, autonomist movements have emerged
even in the wealthiest of countries. Some, like the Scots and
Welsh (and earlier, the Irish) question having to subsist in
the poorer and depopulated marginal areas within a wealthy state.
Wealthier regions, including Catalonia and the Basque Country
(and would-be Padania in Northern Italy) are disaffected for
other reasons; in addition to long-held cultural resentments,
they resent being - as they see it - the inadequately compensated
subsiders of poorer regions within the state. Some, such as
Slovenia and the Czech Republic, have shaken themselves loose
from federal states in which they had perceived themselves as
milch cows to succour the indigent. Their struggle for national
state independence arises from economic as well as cultural,
historical and ethnic causes.
We also find difference and diversity of identity ranging over
other scales. Identification with the nation-state, A.D.Smith
explains, can bring a sense of belonging and even a quasireligious
feeling of acquired immortality. Nationalism may have supplemented
or, in some cases, even replaced religion as providing a mystical
feeling of security, integration and continuity. Yet, a similar
sense of belonging can strike a resonant chord not only at the
level of the state, but also the region and the local community.3
Infra-state groups, too, can engender a spirit of shared identity
and mutual interest which may not always acts in harmony with
those of the nation-state. Contiguous towns and villages on
either side of state frontiers, for instance, may have more
in common with each other than they do with their own distant
state capitals or other regions of the country; there may be
disagreements over economic policies appropriate to the country
as a whole but prejudicial to local production and exchange
systems. The frontier, itself, may be a barrier not only to
local material prosperity but also to shared cultural activities.
Comparable issues may affect minorities living within the heart
of the nation-state. Their strongest associations and networks
may well be with co-religionists or co-linguists across state
frontiers. In such instances, international frontiers are a
constraint upon democratic freedoms and civil rights.
Divergent social class interests, too, can colour interpretations
of nation-state interests. For most citizens, there are only
occasional and minor clashes between personal financial interests
and national loyalties. For those living and working within
the national economy, any effort to dodge paying taxes is a
domestic affair. But for the minority operating at the planetary
scale, visions of wealth-making and the means of protecting
that wealth lie beyond the compass of the nation-state. The
very groups which are often loudest in their protestations of
loyalty to king or constitution and country, may adopt rather
more fluid attitudes to nationalism of a financial nature. Their
economic interests, then, run up against what tare perceived
as unnecessary constrictions on their strategies for wealth
accumulation. In other cases, profitorientated cosmopolitanism
is paramount as business chooses footloose alternatives, searching
for the cheapest labour and materials to source their production
- or as investors seeking avenues to express their deeper loyalties
in off-shore and tax-sheltered investments. Here, the tax-avoiding
practices of the wealthy and privileged appear as antagonistic
to fiscal nationalism. These are not often discussed, yet they
do offer valuable illustrations of the limitations which hedge
around the pretensions and potency of state nationalism. Indeed,
we can see that financial cosmopolitanism has corroded the will
and effective powers of the nation-state to act as effective
gatekeepers of economic decision-making. Most now accept the
market nostrums of the IMF, World Bank, OECD and other global
groupings which further undercut nation-state economic autonomy.
There are, then, limits to generalisations about nationalism;
it is a relative and situational phenomenon, each case being
associated with particular places and times. Eric Hobsbawm [1983/1992;
1990] cites historical cases to show that (state) nationalism
has been intentionally fashioned and amplified to suit the agendas
and objectives of powerful groups in modern society; this invention
of tradition can be applied to most states.4 But this is insufficient.
Ethnic or regional or national identities are also an integral
part of daily existence for many, even if they do not always
consciously express it this way. The claims of the perennialists
about the deep-rootedness of (cultural) nationalism also have
their historical foundations. And rarely can traditions be merely
fabricated and imposed unilaterally upon inconscient populations.
As Michel de Certeau has argued, social habits and practices
are usually the outcome of bilateral or multilateral negotiations
among members of society. So, it may be more helpful to take
a less absolutist stance on the issue of identity and accept
that there are many strands to the 'modernist' and the 'primordialist'
approaches which have claims to validity. They may, in fact,
often overlap although the semantic blurring of distinctions
between state and nation continues to muddy the arguments.
To digress for a moment: practical advantages can follow from
transcending the modernist versus primordialist contest (see
Smith, 1991; Armstrong, 1998) in an era of openly-expressed
ethnic, linguistic and religious difference. Too often the tendency
by the United Nations and others who intervene in border and
domestic conflicts is to take a Manichean view, supporting one
side against the other. And culpability is attributed, founded
upon to inappropriate interpretations and values and ideologies
prevailing in their own societies. There are two discernable
problems in this. The first is summed up in the statement of
J. McGarry's [1995] criticism of Western thinking. In considering
divided societies, he argues: Conflict resolution requires less
attention to prescriptions based on standard liberal or socialist
models - like integration, growth, or individual equality -
and more study of methods of conflict resolution which recognize
the resilience and legitimacy of ethnonationalism. Social scientists
need to devote more attention to consociational devices, including
power-sharing, federalism and other forms of self-government
and they need to think about how to protect collective cultural
rights as well as individual rights. By so doing, they will
better equip themselves to understand the most important political
phenomena of the 1990s and probably the twenty-first century
too [139]. Using the former Yugoslavia as illustration, S. Saideman
[1996] takes a more oblique stand on the question of ethnonationalism
as a cause for conflict; he claims that the breakup of Yugoslavia
stems from the extremist positions of Milosevic intent on asserting
Serbian state control over the federation. This created a domino
effect, with Slovenia and Croatia entering into competitive
ethnic outbidding, so closing off any options beyond those of
complete eventual secession. Moreover, both republics determined
to protect themselves from the consequences of a downward-spiralling
federal economy. Their withdrawal spread a sense of insecurity
to other republics now deprived of links with the two stronger
economies and this set the stage for the final calamity. Ethnicity
and national difference do not figure as prominently as inter-state
and economic confrontation in this account.
Saideman's conflation of the term 'ethnonational' with the reality
of state-contrived power play among ambitious politicians competing
for power (see also Crnobrnja, 1995) muddies the waters, but
for both writers ethnonationalism in the sense McGarry suggests
may have played a relatively minor role in the civil war among
the republics. Yet, in most reportage on the war, the tragic
events took place under the heading of ethnic conflict from
the initial skirmishes to their conclusion. It is known that
the republics had chafed at times within the frame of the federal
state, and increasingly after the strong hand of Tito was removed,
but earlier constitutional changes, particularly that of 1972,
indicated that compromises could be reached among them. With
the arrival of others on the political stage, together with
growing economic strains, the scene was set for growing social
dissension and deepening inter-state rivalries among the republics.
Even then, in the late 1980s, surveys show that a majority of
Slovenians still believed that solutions could be found within
the framework of the federal state. But this is still insufficient
as an explanation for the destruction of a state. There is still
the question raised by Saideman: should the Yugoslav economy
be downwardly spiralling? This paper cannot treat the question
in detail, but we do need to understand something of the destabilising
effects of federal indebtedness even before the death of Tito
- and the growing dependence upon the Bretton Woods institutions
to help bail out the economy. The consequences for the Yugoslav
social market experiment as successive federal governments accepted
the conditions for the enterprise reforms insisted upon in the
International Monetary Fund are critical here. The IMF's structural
adjustment and austerity programme throughout the 1980s shut
down factories and other industrial enterprises in the social
sector, forcing them into bankruptcy and throwing thousands
of workers out of their jobs [Chossudovsky 1996]. It does not
require a large imaginative leap to trace potential linkages
among massive unemployment, social distress and political frustration;
these could then translate into sentiments of popular discontent
manipulable by unscrupulous and demagogic political leaders.
Latent ethnic differences and irritations there had always been
within the federation, but they had been manageable. It is facile
to attribute the resulting civil wars solely to ethnic confrontation
and it skates too lightly over the complex of economic, social
and political issues, some of which are traceable to foreign
influences5.
To return to the central themes: the objectives in the remainder
of this paper are twofold. The first is to agree that the sense
of national (state) identity can incorporate expressions of
deeper forces of cultural and historical belonging. It can also
be the modernist creature fabricated by influential circles
as part of a deliberate state-building design. There is historical
evidence for both positions, as A.D. Smith [1991] has comprehensively
pointed out. Secondly, I want to take up an issue which may
seem evident but demands explicit reference in an examination
of the nationalism-identity relationship: that in our daily
lives we live with multiple identities - and the nation-state
provides but one expression of them. In our storehouse of identities,
the nationstate may play a dominant role at times, but other
forms of identity are usually more significant in articulating
our feelings of who we are and about our most significant associations.
So, the concept of national identity is, itself, an elusive
one whose mercurial character often escapes our understanding
as we turn from one part of modern civil society to another.
But, more central to this paper's argument, human identity contains
more elements than those condensed within the notion of state-nationalism
- which, in any case, it encompasses. There is, in identity,
a kaleidoscope of time-place specificities about loyalty and
commitment to social groups, community, locality which may variously
converge, compete with, or reinforce each other. After the initial
generalisations are made about nationalism and identity the
diverse realities of people's consciousness and practices in
their daily lives require further explanation. It is understandable
that Persak, cited earlier, should be arguing the rights of
the Republic of Slovenia within the larger Yugoslav state which
is seen as depriving Slovenian citizens of their guarantees
of human rights and legal security. Within the Yugoslav Federation,
the Slovenian nation is still unrealised and so:
Unitarian or common solutions should be decided upon only in
cases when they do not endanger anyone's specificity [Persak,
1991, 97].
But, at what point does this principle cease to apply? How far
might regions, ethnic groups and local communities also claim
exemption in the name of specificity - and social justice? Might
they equally insist on the right to object to the policies and
laws of a remote state apparatus? How far might they oppose
legislation or government actions which run counter to their
perceived interests? Where is the balance to be found between
the nation-state interests and those of its constituent parts?
What claims to Persak's 'specificity' have the human rights
and liberties of local places and groups if these do not coincide
with state objectives? Even in a democracy, the tyranny of the
majority can be oppressive. Nation-state sovereignty and its
demands for allegiance from its citizens are not necessarily
coincident with human rights and civil liberties and there may
be differences within the state as well as on the borders of
what Persak earlier called its 'linguistic, ethical and ethnic
determination'. ( Slovenian-speaking minorities in the Julian
region of Northern Italy have been claiming special protective
legislation from the Italian state for some time now [Bufon,
1998].) What are the rights of those marginalised by the strategies
of central authority?6
Greater attention to the study of identity may be one way through
the thickets which seem to surround nationalism. And occasionally,
writers become too engrossed in their logical trajectories and
the joy of the hunt as they engage other scholars in their intellectual
debates7. There is also the problem of specialisation. Theories
of nationalism often seem to address concerns over human rights
and civil liberties only tangentially; these lie beyond the
compass - or interest - of the nationalist debate, being the
expression of different scales of human identity (and need)
and thus of minor concern.
To redress this, then: Benedict Anderson's 'imagined community'
exists not just - or even primarily, perhaps - at the level
of the nation-state. The assumption that there is a natural
sort of homogeneity, a convergence of interests and aspirations
within nation-states may be valid when one nation-state is compared
with others; there are, doubtless, similarities of feeling,
for instance, among Australians which distinguishes them from
Chileans or Italians (except for their own more ambivalent Chilean
or Italian minorities perhaps). But this becomes more nuanced
under closer examination - within the state itself where there
are differences from one region or even locality to another,
or among social groups and ethnic minorities within the state's
imagined community. The nation-state's imagined community exists
as a legal and formal artifact for many of its citizens; this
definition tells us much about the governing, media articulate
groups in society but hardly identifies a range of other imagined
and real communities. These may be accommodated readily within
the larger political construct, but there may also be significant
areas of opposition to it.
To go beyond the generalisations, then, it is necessary to peel
off the layers of reality and search for the mosaics of difference.
The challenge is to discover these other identities - to reveal
not only the character of the nation-state in all its diversity,
but also the constituents which make up that diversity. One
approach for opening up the varieties of local and regional
experience missed by more general accounts is to focus upon
specific time-space linkages. Events are of significance because
of the time at which they occur - and because of the place in
which they occur. If we situate events simultaneously in their
temporal and spatial contexts, we have a time-place intersection
which gives a specificity and uniqueness to the occasion not
measurable or definable in more general and overarching accounts.
Eugen Weber, referring to the enormous variations of experience
from one time-place to another in nineteenth century France
gives a graphic illustration of this:
"those who lived a scant one hundred leagues from the capital
were a hundred years removed from it in their manner of thought
and action. This equation of time and space is one we should
retain, for it can as appropriately be applied to nineteenth-century
France as it can be applied to different continents today" [Weber,
1979, 97]8.
Even after Napoleonic centralisation, France remained a formal
state comprising many discrete components. The surface appearance
of nation-statehood concealed a host of differences - and still
does.
In the case of the Slovenian nation-state is it evident that
it currently does possess a recognisable identity and that there
is an identifiable sense of 'imagined community', especially
at moments of crisis as in 1990-91. Nearly ninety per cent of
the population in the republic voted in favour of secession
from Yugoslavia and in response to a questionnaire, 75 per cent
of university students five years later answered that they would
vote the same way [Armstrong, 1995]. In the Nova Revija collection
of essays, Jezernik Miso [1991] finds a deep well of history
and culture common to Slovenians which distinguishes them as
a group from others in Yugoslavia. But, he goes further. He
insists that, at this particular time of crisis and confrontation,
it is from more than Yugoslavia that he wants his country to
escape; it is the 'Balkan den' [57] which Slovenia must leave
to join - or rejoin - Catholic Western Europe. His preference
is to shift towards a historical culture deriving from the renaissance,
the reformation and the enlightenment and which has led to individualism,
self-confidence, the protestant work ethic, civil rights and
liberties. This is the world for Slovenians and not the Eastern
European culture of orthodoxy, authoritarianism, the absence
of private initiative and civil rights under a 'mastodontal
state'. The values are too distinct to be resolved:
Identical social values are apparently a stronger bond than
'brotherhood' by blood and 'cousinhood' by language [59].
But he does not want to exchange Serbia for Germany; it is sovereignty
within a Central European space to which Slovenia organically
belongs, that he is advocating. Yet the burden of his case suggests
that, above all, he welcomes the maternal cultural embrace of
Western Europe which will comfort - and envelop - the new state.
There appear few specifically Slovenian elements in his appeal.
A stronger case for Slovenia's specificity and difference is
made by N. Grafenauer [1991]. He grounds his argument historically
in support for the nineteenth century Slovenian poet, France
Preseren, who had objected to the merging of the Slovenian language
into an Illyro-Serbian linguistic synthesis. Preseren, he explains,
acts like a farmer; he is profoundly convinced that every universalism
based on a sense which is superimposed on reality is in its
essence against nature and oppressive in its subjectivity because
it does not take into consideration the linguistic originality
of a nation. [Grafenauer, 1991, 49].
Universalism is 'eclectic', lacking individual articulation,
and Preseren is little concerned about taunts of 'provincialism'
and acting as the purveyor of 'dwarf literature'. He is committed
to the natural environment determined by his mother tongue;
this is to be preferred to integrationist ideologies and linguistic
uniformity. And he employs his poetic abilities both as a means
of promoting independence and as a barrier to social and cultural
homogenisation; For this 'separatism' implies not only the common
Slovene language but also the originality of every individual's
existence which is bound to that language as the basis of actual
culture [ibid, 49].
This is an argument for separation as a profound cultural principle
which distinguishes one society from another; yet there is also,
maintains Grafenauer, a complementary process which associates
them rationally in science, technology and management at a planetary
level [50]. We can infer from this that it is possible to maintain
a Herderian stance of pluralism, accepting difference yet at
the same acknowledging universal associations. Either-or is
not the sole choice available.
Preseren's pluralism allows for differentiation and variety
of all forms of life and at all levels. But, again, where is
the determining principle which draws a line of distinctive
self-identification at the level of the nation-state, its culture
and its standard language alone? What happens among minority
groups or those at the margins where cultures are adjacent or
overlap, when members of border regions are commonly bi- or
tri-lingual in their daily associations and transactions. How
comprehensive are the case studies of state-nationalism when
the world is increasingly faced with hybrid situations - when
boundaries are fluid and definitions drift and merge?
The Italo-Slovene Frontier Region
Feliks Gross's Portrait of the 1970s
The historically plastic Italo-Slovene international frontier
provides a lucid illustration of these issues. In the introduction
to his study of the Italian borderland - the Julian region -
Feliks Gross [1978] discusses the concepts of nation, ethnicity
and cultural difference. He also uncovers the complex array
of identities which groups and individuals assume and which
merge with changes in time and situation. His enquiry into the
nature of ethnicity and nationality surveys the way that they
have often been reduced to the modern conception of the nation-state
with its centralised authority based on legal, political, and
coercive policing power. He distinguishes this reductionist
category from the idea of the 'nation-culture', close to the
sense which Johann Gottfried Herder gave to the nation in the
eighteenth century, and not dissimilar to that of the ethnie
which A.D. Smith has more recently studied. The distinction
between the cultural nation and the nation-state is important
here. The nation-culture, says Gross, is a community of culture,
integrated by common values, institutions, traditions, customs,
usually by a common language but without coercive central authority
or even, perhaps, territorial unity [Gross, 1978, 5-6]. It is
this sense of the lives of communities with their own attitudes,
aspirations and activities which is often missing in writings
on nationalism and identity.
Gross argues that not all people identify themselves in terms
of a formal state nationality. Certainly, many thousands of
immigrants who passed through New York's Ellis Island did not
declare themselves neatly as Poles or Russians or Slovaks; they
were defined by their region or even their village. (I lived
in a Dalmatian community in New Zealand; it was not then referred
to as a Yugoslav or even Croat settlement.) This type of self-designation,
says Gross, runs counter to the Western 'metropolitan conception'
which accepts national (state) realities only, considering other
identities to be ancillary, insignificant, transient, primitive
and less advanced [ibid, 7]. Questionnaires, he writes, asked
people what nationality they were, not what local or regional
identity they felt, so that:
"The perception of nationality was shaped and constructed from
above, from the top down. A peasant in a village, a craftsman
in an ancient town, constructs his identity from his life experience,
from his perception of the geographical, historical and political
environment he lives in - from below "[ibid., 8].
The state exists for official purposes of identification, but
local identity is that which emerges out of spontaneous conversation9.
Indeed, the broader universe is usually perceived through the
lens of local and regional knowledge and experience. None of
these identities is cast in stone; they are transformed with
the passage of time (many 'time immemorial' customs and traditions,
as E. P. Thompson [1991] has pointed out, are often traceable
back one or two generations at most). Nonetheless, there is
a persistence of belief in origins and cultural practices which
may be diluted or even repressed for a time, yet which can re-emerge
as circumstances change and new generations appear.
Gross cites peasants and craftspeople in the Italo-Slovene frontier
region to illustrate his point, but parallel situations can
be found in other societies. The separatist movement in Quebec
was, ironically, revived as a modern urban force by a new generation
after the revolution tranquille of the 1960s which aimed to
modernise the province; ironically, because the early nationalists
had believed that the embrace of urbanisation with its temptations
and decadence would undermine the distinctive rural character
of québecois society and so deform it as a nation. In fact,
with the emergence of a secular, urban Quebec society, nationalism
has helped to displace religion. Nor is Quebec the only province
in Canada in which autonomist sentiments are felt; populism
of both the left and the right in the West, with its resentment
of Ottawa's political and Toronto's economic power has had a
long tradition. Canada may be exceptional among modern states
in its degree of decentralisation, but other industrial societies
also encounter regional resentment against central authority.
There is also a tendency to think of the consciousness of local
identity, ethnic commitment, community association as archaic,
a sort of romantic (or reactionary) reversion to a lost and
often factitious and fictitious past. In the face of economic
and cultural globalisation, the search for regional or local
personality may appear anachronistic, unrelated to a concrete
cosmopolitan world. Yet, it is in the realities of associations,
knowledge and experience in everyday settings that the issue
of identity finds its strongest raison d'être. The significance
of this becomes clearer in historical context; studies by historians
of popular culture like Peter Burke [1978] and Pieter Spierenburg
[1992] illustrate the close links among daily community activities,
work ( markets, fairs and joint labour), celebration (carnival),
the maintenance of social norms of conducty (charivari) and
the moulding of local identity.
It is embodied, too, in E. P. Thompson's [1991] concept of 'common
custom'. Here, he examines the lives of 'ordinary people' in
town and countryside, investing them with a meaning and purpose
often overlooked in more orthodox studies. In Christopher Hill's
phrase, Thompson's objective is to 'turn the world upside down'
so as to investigate with empathy the lives of those whose voices
have been historically muted. It depicts the lives of people
without condescension, caricature, romanticising or stereotyping
as worthy of study. It does not avoid commentary, criticism
or even irony and humour, but nevertheless shows respect and
compassion (J.G. Herder's idea einfuhlung) for its subjects
in which the resilience and survival capacity of people - the
practices of everyday life - are core. “I have been trying”
he writes, “ to recall customary consciousness in a larger sense,
in which community was sustained by actual resources and usages”
[Thompson, 1991, 182].
Similar local/regional resources and usages, argues Gross, have
nourished popular culture and the ways in which identity has
been formed over the years in the multicultural and multilingual
border region on the Italo-Slovenian frontier.
The official political, economic and cultural designation of
the Julian Region with Trieste (in Slovene, Trst) as its principal
centre, is Italian. Yet the daily identities of the population
are not just Italian, but local, regional and ethnic. They are
complementary and situationally variable, drawn upon according
to circumstance; there is a 'context of identity' [Gross, 1978,
10] in which Slovene-speakers can feel culturally Italianisssimo
while remaining Slavic. If this seems incongruous or even contradictory,
it is well to remember that Slovene-speakers have endured a
long history of incorporation into the designs of others. They
have variously been members of the Austrian-dominated Holy Roman
Empire, then the Austro-Hungarian Empire; they were divided
between Italy and Germany and most were joined with Yugoslav
Kingdom, then later Federal Republic - in other words, subjected
to many forms of distant central authority. Yet, at levels of
significance to their daily lives, their identities continue
to reflect the realities and practices of their immediate situations.
It is true that they have emigrated in large numbers, voluntarily
or by force of circumstance, and some have chosen not to be
associated officially with their fellow Slavs in a formal state,
because they saw their regional and local interests lying in
other directions. Nor do all Slovene-dialect speakers necessarily
aspire to membership of the official state of Slovenia. Those
in the Valcanale/ Kanalska Dolina region are sui generis, descended
from families once in the Carinthian province of Austria until
the postwar frontier changes transformed them officially into
citizens of Italy. They meet and associate culturally with other
Slovene-dialect speakers in Austria and Slovenia and they mix
with Italian, Friulian and German speakers in their own region.
But, as Robert Minnich has more recently pointed out, they define
themselves in a way which is uniquely local - 'we speak our
own language, we are Carinthian at heart and our fate is to
live in Italy' (Minnich, 1996, 163) not a mention of official
state nationality, whether Austrian, Slovenian or Italian, appears
in this self-designation. And even within the new state of Slovenia,
the sense of identification with a locality or a region features
equally with that of the national identity among groups of interviewed
university students [Armstrong, 1995].
This is a central theme in Gross's study; that people in the
many local communities making up the cultural mosaic of the
border zone do not identify primarily in terms of nation-state
or even nationality except for official purposes. In spontaneous
conversation, their sense of identity focusses upon regional
or local activities and associations and when they look out
to the broader universe it is from a local standpoint. Circumstances,
acknowledges Gross, will mould identifications to reflect changing
situations, but the initial sense of identity does not disappear,
even if it is temporarily repressed - as has happened when Slavic
identity was smothered by Italian fascism and later Nazism before
and during World War II.
A persuasive aspect of his argument concerns the question of
multiple identity. He explains that three identities characterise
the inhabitants of the border region - local, regional and national;
each is complementary and adopted according to circumstance,
so leading to everchanging 'contexts of identity'. In peacetime,
the local context is strongest, so the conclusion can be drawn
that the local represents the enduring norm, while outside interference
- repressive authority, war, changing frontiers - forces a rethinking,
if only for a period of time, about identification within and
among the various communities.
With urbanisation and the growing concentration of the region's
population in Trieste, Italian culture has penetrated more deeply
than in the past, yet in 1978, as Gross was writing, many workers
still lived in their villages but commuted to city jobs. The
sense of local solidarity remained vigorous and a 1972 enquiry
showed that more than four out of five people thought that the
language, customs and traditions of the different ethnic groups
should be conserved. Gross admits that the central state exerts
an evident influence on identity formation; its impact is felt
daily in production and employment and socially in welfare and
support for education, science and culture. Through education,
social service provision and the media the state undoubtedly
manipulates local identification, communal bonds and perceptions.
But, he insists, we should not forget or underestimate the resilience
of local identity; furthermore, identities are plural and multiple
and not monistic [14].
Language provides a valuable illustration of this pluralism.
Official statistics in 1978 allowed for four different language
groups - Slovene, Friulian, Bisiaco and Italian. This acknowledged
the region's diversity to some extent, but still failed to capture
the array of linguistic combinations in the region. For example,
Friulian contained fifteen different dialects and variants,
one of which, Nimis, had Slavic connections. Furthermore, family
members often spoke mixes of different languages and dialects
- Slovene and Gorizian, Triestin and Italian, Bisiaco and Italian,
Friulian, Bisiaco and Gorizian. In the mountain valley of Rezia,
local people speak a Slovene dialect much less changed from
medieval times than other dialects - and is the fascination
of linguists worldwide. Such a diversity and overlapping of
language and dialect groups indicate a near-kaleidoscopic range
of cultures and subcultures. They are not necessarily ethnic
divisions, thinks Gross, so much as diverse cultural identities
within the same ethnic groups, so that in terms of subjective
identification, there are identifications other than the national,
Italian one and ... the image of a culturally monolithic, homogeneous
nationality may not necessarily correspond to the reality [ibid.,
22].
People usually carry two or more identities - Friulian, Italian,
Maranese, Venetian. If the entire Julian region is taken into
account, layers of culture and identity are revealed which include:
1. 'from a wide distance', 'an elegant carpet of Italian culture
covering the whole area'
2. a second layer, closer to the region of Venetian-Friulian
and Slavic culture - a regional subculture
3. close to the single rural or urban communities, a third layer
- the circle of the local, native group.
The outcome, writes Gross, is one of a great diversity of peoples
and their cultures: Viewed from the vantage point of a native,
this borderland appears as a universe of tens of ethnic, microethnic
and local native groups, all of which speak different dialects,
in fact different primary languages. They often change at distances
of 2 to 10 km while we travel from town to town and from village
to village. So do the customs and even religious celebrations
change [ibid., 30-31].
The disjunction between the administrative and political divisions
drawn up from afar and the local overlapping of cultural and
economic activities in this closely-integrated patchwork set
of communities is revealing. The three-layer structure also
pervades images and perceptions in different ways; the national
layer is that projected by officialdom and the media in Rome;
the regional springs from the Venetian centuries-long history
of dominion; while the local identity continues in the ongoing
activities and associations - social control, moral obligations
and customs of each community:
"here are the strongest social bonds - those of friendship,
and neighbourhood, the local, native community appears vital,
often vigorous, helpful "[ibid., 33].
Two more points should be made before leaving Gross's account
of twenty years ago. The first is that all three layers of identity
have be dealt with in everyday life as people traverse national
and provincial channels and, indeed, cross local cultural boundaries
to associate with those in other communities. Here the sociological
concepts of gemeinschaft and gesellschaft are in constant interplay,
for the local communities form integral parts of the regional
and national systems. Nevertheless, each possesses a distinct
and recognisable character which is built on: 1) territoriality;
2) common symbolism; 3) primary language; 4) common religion;
5) kinship; 6) friendship and neighbourhood; 7) norms of conduct
and mechanisms of local social control; 8) often interrelated
institutions; 9) an economic subsystem rooted in the historical
past. In other words, individuals and groups engage in the daily
customs of gemeinschaft while observing the requirements of
gesellschaft. Gross argues that the local identity is more significant
because of daily cultural, social and economic intercourse than
are national or even regional identities of being a citizen;
yet, these, too, doubtless make their presence felt as policies
change - or when Italy is launched upon international or World
Cup football campaigns.
The second issue concerns the nature of relationships among
the communities in this frontier patchwork of peoples. Following
the vicissitudes and turbulence of frontier changes - from benign
autocracy to fascist authoritarianism, Nazi brutality and Partisan
reprisals - the border region became formally democratic; this
brought the possibility of fairer treatment for minorities.
Two treaties between Yugoslavia and Italy in 1949 and 1955 ensured
that the border would be relatively open for local people since
frontier and agricultural permits were given to those with properties
on or overlapping the frontier. Since 1945, the rhetoric of
war and confrontation has diminished and with the lessening
of border tensions appear possibilities for greater regional
and inter-community harmony; this is, an essential condition
for symbiosis - a simple, peaceful neighbourhood of diverse
ethnic groups - it is an introduction toward an active cooperation
[ibid., 106].
With the more open social and political environment following
the years of repression, then, changes have occurred in the
nature of the relationships among the various ethnic and cultural
communities. Gross's study indicates a relative absence of overt
ethnic hostility; the outcome is not so much a relationship
of great warmth or empathy as of “mutual respect and a kind
of potential helpfulness” [ibid., 121], although one group,
the Meridionali, migrating from the Italian South, seem to be
generally disparaged. He lists the areas in which respectful
relationships are sustained while at the same time past persecutions
are pushed into a collective subconsciousness to diminish tensions
(although the past has undoubtedly left lingering resentment).
But, by the 1970s, discrimination in public employment was almost
absent; religion was shared; more than four out of five felt
that there were few motives for Slovene-Italian hostility; only
one-third nationally discriminated in business deals; and most
ethnic groups peacefully accepted each other as neighbours.
But this did not necessarily lead to very much mixing among
the communities. Ethnic groups were usually self-segregated,
few participated in mixed - especially Slovene-Italian - associations
and Gross discovered that while there was a good neighbourhood
sense, “there seems to be no intense tendency toward integration
or amalgamation” [ibid., 123]. Local groups accepted the reality
of everyday difficulties, but equally recognised that they had
to be lived with, minimised or resolved. That there is the will
to do this at a local level is evident from the history of the
region; it is almost invariably when outside forces and influences
enter the scene that the delicate yet resilient equilibrium
among the many ethnic actors is unsettled and that hostile attitudes
find an outlet for expression.10
What can we conclude from this? It seems that the further one
enters into this multi-ethnic, pluralistic region with its divers
languages, dialects and linguistic mixes, its many different
customs and practices, the clearer it becomes that the foundations
for tolerance and mutual acceptance of difference are laid at
the local plane. Balance among different cultures is more likely
to be upset by external actors with agendas formulated in centres
distant from the needs, knowledge or wishes of local people.
This, perhaps, runs counter to the conventional view that local
cultural specificity is ensured by maintaining impermeable boundaries
and the belief that territorial isolation is critical to the
maintenance of cultural diversity among peoples (see F. Barth,
1969, 9). We might well assert the contrary case. Where history
and geography have combined to throw culture-groups and ethnic
communities together in close mosaics of settlement, it seems
more logical to argue that some type of modus vivendi should
be worked out among them. Negotiation and agreements then allow
the groups to engage in mutuallybeneficial economic and social
interaction, at the same time maintaining cultural diversity
and difference - and all under a pluralistic umbrella of a necessary
and practical tolerance. This is not to romanticise the local
so much as to acknowledge the logic of a (wary at times) 'let
sleeping dogs lie' approach to life. That way appears to lie
viable co-existence over the long term.
By the late 1970s Trieste was becoming, once again, a meeting
point or bridge for Italy, Yugoslavia and Austria; the Slovene
minority, Gross notes, were a vital part of this. Trieste is
their city, too, and they contribute to the idea of peace and
reconciliation between countries and cultural groups. The rivalries
among nation-states inherent to their historical international
relationships and rivalries have caused divisions and turbulence
in frontier regions: But nations, people and their problems
continue. The Slavic nations were here and they are here in
a territory shared by Italians, Slovenes, Friulians, Venetians
and Bisiacs - whatever people feel they are. A new irredentism
- Slavic or Italian - cannot offer any lasting or constructive
answer. People who are diverse in culture and in language have
to learn to live together because they have been and will be
here for centuries and millennia [ibid.,132].
It will need further research to peel away the layers of generalisation
and appreciate that state borders come and go, but local, regional
and community daily life continues; and so do the inter-ethnic
differences, associations and compromises necessary to ensure
that life unfolds in an atmosphere of reasonable security.11
Twenty years on from Gross's 1978 account, the situation in
the region has changed again with shifts in the political and
economic status of nation-states and with the European Union
now playing an ever more significant role in the lives of Europeans.
Now, the frontiers between states are more porous and flexible
and this cannot but affect the nature of border regions. Taking
Feliks Gross's examination of the Italo-Slovene border region
as a baseline for the present may give us a deeper understanding
of issues with the help of historical comparisons over twenty
years. The following section reviews current narratives on change
and continuity in the frontier region.
The Contemporary Scene
Robert Minnich's doctoral thesis (1992) uncovers for us some
realities of community life in the northern part of the border
region. Minnich examines the lives of Slovene-dialect homesteaders
in the once-Carinthian (Austria) village of Ukve or Ugovizza
in the Kanalska dolina/Valcanale, now part of Italy's north-eastern
frontier with Slovenia and Austria. He offers a narrative history
which grows out of locally-lived experience as an alternative
to the more sweeping and generalities about ethnicity and nationality.
Writing more in the spirit of Weber, Gross and McGarry, cited
earlier, he nevertheless weaves the mesh of his community study
is still finer:
"The histories of peoples and nations are profoundly uninformative
about the basic and uniquely localized processes of social reproduction
which have integrated the lives and communities of those autochthonous
populations which only in the modern age have come to learn
that they are properly members of grand imagined communities
extending far beyond the confines of the immediate empirical
social and cultural universe of their upbringing" [Minnich,
1992, 45].
In contrast to the general overviews of nationality and identity,
he argues that specific histories are “the product of adaptive
processes”, and not “history as an arbitrary and detached record
of the past” [ibid., 46]. He will not discuss 'people' and 'nations'
until the social personalities of a few individuals - Ukve's
homesteaders in this case - are formed in terms of their immediate,
everyday experience. This implies more than an examination of
homesteaders carrying out their modern version of transhumance
farming activity as self-contained individuals; they are considered
as individuals-in-community. Their daily experience includes
family economic activity and social exchanges with other villagers;
it also extends to cultural associations with other Slovene-dialect
speakers across the international frontiers in traditional ceremonies,
customs and inter-club competitions. Villagers deal, as they
must, with state officialdom and they associate readily with
other local ethnic groups, but their closest associations are
with fellow Slovene-dialect speakers within the village and
on the other side of the international frontiers.
Minnich sums up their self-identification by citing a fellow-celebrant
at a fire brigade meeting: the Ukve villagers speak their own
language, come originally from Carinthia and must live in Italy
(for more detailed references and comment (see Minnich [1992]
and Armstrong, [1998]). No identification is made by his respondent
with reference to belonging to any nation-state: all the identity
markers are local, regional - and transfrontier. He concludes
that the Italian state, with its distant capital is a sort of
superordinate, artificial and remote construct having only tangential
significance for his central figures. Of course, it does touch
on their daily lives, even if in the negative sense, for example,
of failing to provide schooling in the local language or to
conduct official business in any language but Italian. The Slovene
dialect speakers, together with those who speak Friulian, German
or even local Italian dialects, appear to exist at the margins
of the state. The conditions exist, one senses, for a deepening
feeling of border regional consciousness.
In another paper, a 'proto-biography' of a Slovenian dialect-speaker,
Darinka Kravanja-Pirc, Minnich restates the theme - that social
personalities must be studied in order to understand the meaning
of identity at the local level. He has chosen the Soca district,
now in Slovenia, but historically the victim of many frontier
changes which have forced a series of formal state identities
on his respondent. Over the decades, she has, in turn been a
member of the Austro- Hungarian empire, Mussolini's Italy, the
Nazi protectorate, Tito's Yugoslavia and now the new state of
Slovenia - all without moving from her small community. It is
not surprising, then, that while she seems ready to treat her
new capital, Ljubljana, with a friendly neutrality, it is the
immediate world of the Upper Soca valley as the social microcosm
of family, friends and acquaintances which frames and gives
meaning to her life:
"It is here that she articulates continuity in her life experience;
it is here that she grounds and expresses her sense of obligation
and values, of being among other things a wife, a mother, an
innkeeper, a bookstore clerk, a 'Slovene' and a citizen. The
actors in her narrative are known individuals and not the institutions
and organizations alluded to my in enquiry" [Minnich, 1998,
(citation from an earlier draft in 1996; no page number).
Here we find profiled the local and individual associations
rather than those of the nation-state and the institutional;
these are significant social markers with which a local figure
of some consequence situates her identity and her life's values.
This is not surprising; the turbulent history of the Soca district
has seen international frontiers move to and fro across it in
the wake of military campaigns (the slaughter of Italian troops
at the battle of Caporetto/Kobarid took place in the Soca valley
in 1917) and of remotely-negotiated international settlements.
Throughout these disruptions and somersaults in formal civil
allegiance, Darinka Kravanj-Pirc has held firmly to her associations
as an active member of her community.
Minnich questions the assumption that the nation-state is the
essential refuge for those seeking the strength of a secure
identity and sense of belonging which being a citizen can bring.
A.D. Smith's observation that the nation-state provides a milieu
in which the individual16 as-citizen may find a sort of immortality,
or B. Anderson's defining of the nation-state as an 'imagined
community' are rendered ambiguous at best in frontier regions;
moreover, they refer to only one of a multiplicity of identities,
relationships and associations with which most of us live. The
state, with its institutions and formal citizenship is clearly
important in our lives; it provides us with education, health
and welfare services and defines our official lives as periodic
voters, constant taxpayers and resigned form-fillers. But most
of our lives are conducted elsewhere in far more immediate associations
and relationships. Our identities are multiple, even for those
in well-defined nation-states; for minorities and for people
living in peripheral and border areas, local and regional claims
are likely to be still more intense. Minnich believes that the
local life he has described:
"alerts us to a fundamental distinction between self-determination
as a positive principle for achieving social order in one's
immediate social universe of known persons and its utter failure
as a principle for making states where those in power ruthlessly
exploit the opportunity to impose upon anonymous individuals
membership in an imagined ethnic nation" [Minnich, 1998, (as
in previous quote)].
This characterisation of what the state - and state nationalism
- involves for its citizens takes us back the interpretations
of the origin of national identity and nationalism proposed
by modernist advocates. E.J.Hobsbawm [1983/1992 and 1990], we
saw, considers the idea of the nation as a recent state fabrication
with its inventions of ceremony and tradition as contrivances
to ensure that the nation-state is maintained as a viable entity
against external or domestic challenge. More instrumentally
still, Ernest Gellner [1983,1987] reveals the nationstate as
a civic and institutionally-reinforced official construct produced
by a governing class. This coterie uses bureaucratic methods
and modern technology to mould and manage the lives of those
who are to be ruled in a legally-defined (and militarily-enforced
when necessary) territory. In this situation, even the adoption
of formal democratic practice - especially where representatives
are remote administrators - will not resolve problems of alienation.
Robert Minnich, looking from the local level, may well agree
with the main lines of the modernists' case about the nation-state
and its contrived nationalism and then draw his own implications
from that. His response is to oppose the human identity with
state nationalism by insisting upon the far deeper significance
of local places for the individuals who inhabit them. Starting
at this plane is, for him, the necessary basis for understanding
the most important elements of self-identification in society.
At another level, that of the region, Milan Bufon is engaged
in research into the same border zone which had earlier engaged
Feliks Gross's interest. Bufon [1997] argues that the pivotal
difference between state nationalism and regionalism is one
of social and spatial scale. The former is 'an expression of
social modernization' (cf. Gellner), while regionalism is an
articulation of 'long-term local or regional structure'. His
two principal areas of research interest are: 1) to study the
ways in which regional and national (state) feelings are related
and 2) to investigate the conditions of survival or revival
of local culture and sentiments in modern states.
Living, himself, on the Italo-Slovene frontier gives a further
dimension to his research and a third concern emerges as he
looks into the formation of trans-border relationships and identities.
“The Slovene example”, he explains, “could reveal whether cross-border
regionalism is also practicable and how it is stimulating social
integration processes and inter-cultural contacts.” Although
the three issues are related, the connections seem rarely to
have been researched in any depth; nevertheless, the subject
is, fundamental to an understanding of political and geographical
structures or persistent patterns which currently have a deep
influence on the construction of social space and spatial links
at a local and regional level [Bufon, 1997, no page]. Questions
arise here. In what ways do the region and the local place each
create a sense of identity distinct from that of the nation-state?
How far are they compatible? Is there any overlap? Where do
they compete or conflict? What are the implications for current
forms of democracy? If the primary area of self-identity for
many people is to be encountered locally in neighbourhood associations,
relationships and activities, how does this influence forms
of regional and state identification? In what situations do
identities undergo change? And, especially in border areas,
what is the significance of the existing inter-state frontiers?
Given the global and continental changes taking place as well,
what is the future of the nation-state, itself? What sort of
chemistry - if any - exists among the global, state, regional
and local changes now under way?
The situation, then, is complicated by the changes at all these
scales, for the context in which Bufon's interest in the conditions
of viability for local culture is now global. The operations
of financial markets, banks and transnational business penetrate
and pervade virtually every nook and cranny of the planet. International
economic and financial boundaries are crumbling in the face
of concerted strategies of the Bretton Woods institutions as
well as the OECD, APEC, NAFTA and the EU. The decisions of these
international bodies, especially in combination with the urgings
of transnational corporations can, almost at a nod, transform
or even sweep away local productive activities and employment,
destabilise the currencies on which those activities depend,
deluge local markets with globally-sourced goods and services
and swamp the local or regional community with a pastiche of
commercialised cultural products.12 In the face of such potency
are there any positive elements which local and regional groupings
might use to their own advantage? Are forms of autonomous action
more feasible within these global movements? Might spaces open
up for new varieties of crossborder regionalism to flourish?
Bufon's phrase, 'stimulating social integration processes and
intercultural contacts' seems to imply more flexible, open and
multicultural opportunities for people in border regions to
express their distinct identities. Further, it opens up possibilities
for more active contacts with other groups in frontier neighbourhoods
- and to a greater extent than when they are citizens of a (unilingual)
centralised nation-state. This is not to propose a return to
some species of Holy Roman Empire with its plethora of duchies,
palatinates and principalities each divided off by protective
commercial and political frontiers. It might, though, provide
an illustration of the ways in which a more decentralised Europe
could encourage people to more closely identify with their localities
and regions while acknowledging their status as citizens in
a Europe of communities. Trans-frontier regions might, in fact,
furnish valuable laboratories for such experiments.
If these are potentially viable areas for the study not only
of identity but of the possible ways in which societies might
evolve in this turbulent and unstable epoch of our history,
then there is a need for complementary research which goes beyond
conventional study of nation-states, nationalism and ethnicity.
The light of scholarship might be shifted more to an appreciation
of the positive aspects in the everyday lives of communities
and their members. Research at the macro- (or even meso-) level
can offer us sweeping overviews of human affairs, but tell us
much less about the paradoxes and complexities faced by people
in their daily activities and associations with each other and
with external influences. Nor do they reveal very much of the
resilience and flexibility of people's responses to change and
challenge: the capacity to negotiate, modify and resist. They
emphasise the discontinuities and conflicts inherent to the
traumas and dramas playing out in the state and global arenas.
But, while our eyes are fixed at these levels, we lose sight
of the underlying continuities and strengths engendered by everyday
experience in local and regional places.
Milan Bufon [1993/1994] takes up some of these issues. He contrasts
the political and economic lability among states with the cultural
and social stability of local and regional association. He also
contrasts the asymmetry of economic interchange with the more
symmetrical cultural and social relationships and with the images
peoples form of one another in a border area. But, it is the
continuity bound up with local affinities and long-term connections
which most stands out against the uncertainties created by external
influences. And it is, perhaps, this sense of long historical
association which gives the Italo-Slovenian frontier region
the resilience to negotiate with and modify the caprices of
distant centres of power. Nation-state building has tended to
be disruptive of such anchored and enduring associations. Yet,
despite state irruptions, the ongoing strengths of localities
through their informal associations.
As with Gross, Bufon examines a range of expressions of identity.
At one end are the local communities, the identities of which
spring from the connections based on daily activities, interests
and aspirations. They live with the formal state frontier -
as, indeed, they must - but for everyday activities - trading,
shopping, working, education, leisure - it is surmounted, converted,
in Bufon's phrase, 'a zone of contact'. In fact, the state governments
have made concessions to the local communities, as occurred
with negotiations between the Belgrade and Rome in the 1940s
and 1950s. On the other hand, relationships between states also
impinge upon the local cultural landscape; with the cold war
wariness, there was, for years, a truncation of exchanges among
the ethnic and linguistic groups on either side of the border.
In another unpublished paper Milan Bufon [Bufon, n.d.] offers
an observation almost identical to that of Gross two decades
earlier: namely, that officialdom - the census takers again
- generally fails to capture the complex and nuanced ways in
which identity is formed on the frontier. The emphasis in census
forms on linguistic practice alone is an insufficient and perhaps
distracting measure of ethnic representation in the Italo-Slovene
border region. Ethnic self-identification is, he argues, marked
by 'momentariness'. Among the many groups making up the region's
continuum, movements across the formal linguistic boundaries
are fluid and unceasing; members of neighbourhoods, kinship
groups and families slip constantly between cultural identities
in ways which can only be the despair of any official concerned
for orderly and neat categories. As Gross found earlier, administrative
documents (and mindsets) seem ill-equipped to deal with the
complexities and porous nature of ethnicity where identity slippage
occurs from one moment to the next. Change here is neither linear
nor unidirectional and talk of loss of identity may often be
premature:
"Assimilation processes are not, therefore, an irreversible,
'one way' process, but are accompanied by de-assimilation events
of greater or lesser importance. Ethnically mixed areas are
consequently changing from a two-dimensional social space into
a 'fractal' one in which several forms of ethnic interaction
are possible and may coexist" [Bufon, n.d.].
When based on an either-or frame of enquiry, official surveys
provide only an incomplete measure of the multiple ways in which
members of border communities, in particular, identify themselves;
the formal grid is inappropriate to the many-sided reality of
daily life. This also appears to be the case in two other border
studies involving Slovene-dialect speakers. Jernej Zupancic
[1993] demonstrates the inadequacy of merely using language
to define ethnicity among Slovene-dialect speakers in Carinthia,
Austria, when there exists a much wider array of methods. Further,
and parallelling Bufon's argument, ethnic assimilation is far
from being a one-way street. Studying Slovene-speaking community,
he explains its experience over a century within Austria by
dividing its history into three broad phases - agrarian, industrial
and tertiary activities. During the agrarian-based period, assimilation
levels were quite low, then they increased as industrialisation
and urban growth took hold. But, in the most recent phase, as
service sector activity has expanded among an increasingly white
collar class, the pace of assimilation has slowed. In fact,
in the two major centres of Carinthia, the use of the Slovene
dialect among a predominantly middle class minority Slovenian
population has expanded. Those of the Slovenian minority occupying
professional positions in the service sector are economically
successful and, with their rising social status, they have created
new cultural institutions. One of the more influential of these,
the Slovenian Gymnasium in Klagenfurt (in Slovenian, Celovec)
has, developed a social structure which is capable of integrating
in contemporary economic, political and cultural trends, and
thus co-shaping the spatial structures. All this enables them
[the Slovenian minority] to preserve their national identity
in a mobile and predominantly tertiary society [Zupancic, 1993,
234].
The studies by Bufon and Gross, as we have seen, also contrast
the essential continuities of the local scale with the discontinuities
characteristic of inter-state relationships. This distinction
is also suggested in yet another of Slovenia's border regions
- this time with the neighbouring state of Hungary. Rudolf Roo
[1991], describing the relative local harmony achieved, argues
that continuity and an acceptance of difference, for the most
part, marks the relationships between the Slovenian and the
Hungarian minorities. Both are becoming bilingual with schools
on either side of the border promoting both languages. Urbanisation
has had a two-edged effect; it has encouraged some mobility
among the populations and stimulated the growth of educated
middle classes concerned about their own culture and identity.
So, while the language of the host state is used in public communication,
their own continues in daily usage within the communities, among
friends and families. That some frictions exist is natural,
but most people surveyed support the idea and practice of mixed
marriages and feel that different ethnic groups can live together
within the same nation-state without prejudice to their own
interests [Roo, 1991, no page given].
The responses which Roo has elicited are from people who live
within the formal jurisdiction of one state, accepting its laws
and civic practices, rights and duties as full citizens. But,
they also cross over the frontier and keep up their cultural
contacts with the other country, receiving radio and television
services in their own language - so providing “a telling indication
of their sense of belonging to two communities simultaneously”
[ibid.]. Roo sees this as confirming minority linguistic and
cultural identities. Whether it also suggests the emergence
of a distinct border region culture as Milan Bufon and his colleagues
are discovering on the Italo-Slovenian frontier, is not stated.
It seems evident, though, that the members of different ethnic
communities, living in shared places, in geographical contiguity,
will tend to find means of coexisting. This does not imply in
any romantic sense that they will live without tensions and
misunderstandings, but it does suggest that human beings will
negotiate and compromise to ensure that a tolerable and practical
modus vivendi is established which allows them a comfortable
level of social association. Everyday sustenance seems to demands
no less.
Yet, we cannot assume homogeneity within communities, for each
contains its own complexities and contradictions. Milan Bufon
demonstrates this in a recent paper [Bufon, 1998] about the
Slovenian-speaking minority and its relationships with a succession
of Italian governments. The city of Trieste has been the principal
magnet for the Slovenian-speakers, attracting half their regional
population in Italy. Another twenty percent live in the secondary
(and divided) centre of Gorizia, while less than a third are
spread throughout the rest of the borderland [ibid]. Trieste
has, therefore, become the urban arena in which Rome's state
strategies have made their impact upon the local Slovene community.
Although Feliks Gross might, in the 1970s, contrast the discriminatory
and assimilationatist policies of fascism with the greater tolerance
of postwar Italian democracy, injustices have still not been
rooted out. Some concessions have been made in the cities of
Trieste and Gorizia, but these have not been extended to the
rural areas further north in Udine. Little provision has been
made here by the state for education and other social services
in any language but Italian and local communities must finance
their own schooling in other languages.
The Slovenian minority in Trieste has achieved more, in part,
through cultural and political organisations set up to promote
group interests. Yet success has been limited by the split between
the right-wing Catholic SSO, and the more left wing Slovenian
Cultural and Economic Unity organisation, SKGZ. The latter has
been the principal representative of minority interests and
since the 1980s, has extended its activities across the cultural
spectrum, creating newspapers, libraries, music and theatre.
On the economic front, the SKGZ has encouraged farmers, small
producers, business and banking. It has also played a part in
stimulating trade across the border although the business dimension
has since become more autonomous - and less effective - in recent
years. The Slovenian minority and its organisations are also
sensitive to the international changes and seem ready to take
advantage of the special position they occupy as an active group
on a frontier whose formal barriers are crumbling. The European
Union and the creation of a common market, free trade and a
common currency are giving ever more significance to such multilingual,
multicultural transition zones. And the probable accession of
Slovenia to the Union in the next few years will reinforce this.
The European reality, Bufon writes, quoting local organisers,
“induces us to eliminate the dividing role of the borders and
make international relations stronger” [Bufon, 1998, 4].
Yet the road ahead is far from straightforward. While the Slovenian
minority in Italy has supported Slovenian independence, there
remains a certain ambivalence; misgivings focus upon economic
and political weaknesses which will limit Slovenia's ability
to confront stronger neighbours on frontier issues. The growth
of Slovenian nationalism and the renewal of political activity
by the church are also causes for concern [ibid.]. The other
difficulties faced by the minority - and which strike deeply
within the body of the community itself - are of two kinds.
First, both the SKGZ and the SSO compete to represent the ethnic
minority so this 'binary' system or representation has “contributed
to a further splintering of the already fragmented social life
of the minority" [ibid., 6]. The divisions leads to a second
difficulty; neither organisation has effectively tapped the
potential for members of the minority to express their ethnic
identity. Research by Bufon and his colleagues suggests that,
a 'sense of Slovenity' is latent among one third of the families
in the ethnically mixed borderland and that about one fifth
of the population...somehow identifies or feels bonded to the
Slovenian minority. To put this in absolute figures, it means
about a hundred thousand people; whereas only about 40% of the
'expected' minority body declares explicitly that they are Slovenians.
Both minority pivotal organisations have not shown enough interest
...[in] nationally less committed members of the minority, and
have left them to the 'black hole' of assimilation or at best
accepted them after they had already concluded on their own
the process of de-assimilation [Bufon, 1998, 6].
The effort to maintain a specific identity in the face of opposition
or indifference from the host state authorities has not been
easy and is one which can be undermined by sectarian and divisive
tactics by community bodies supposedly trying to achieve minority
recognition. This is a matter for concern because the wellbeing
of the Slovenian minority is very much affected by the variable
policies emanating from Rome. Under Berlusconi's right-wing
alliance, Italy adopted an irredentist line, trying to increase
its influence in Istria and it put obstacles in the way of the
Slovenian application for membership in the EU. During the centre-left
administration of Prodi, however, there has been a belated move
towards legislative acceptance of the Slovenians as a formal
minority. This will mark a significant change, for: [N]o protection
act in this sense has ever passed [comparable with] the act...that
protects the German and Ladin minorities in South Tyrol, or
even the act that protects the Italian minority in Slovenian
and Croatian Istra [Bufon, 1998, 5].
Despite this, the Slovenian ethnic minority has the potential
to play its part in helping to establish the identity of the
emerging region along the border as the European Union moves
towards continental unity. In this ferment of change, what is
the role of frontier zones with their cultural mosaics of communities
at once distinct and yet connected? What is needed for these
ethnic and linguistic groups to transcend the variablity and
discontinuities of nation-state strategies as the integration
of nation-states into a continental union proceeds apace? Bufon
asks the question:
"to what extent is the minority itself only an object of the
bilateral and international agreements, and to what extent is
it the subject of regional and social development on the borderland
and an active part of the international integration?" [ibid.].
Despite some internal disagreements, he detects a growing sense
of 'Europeanness' emerging in border regions; Less and less
merely seen as the edges of nation-state systems, they have
their own dynamic as transition zones between states. And the
further European integration proceeds, the more challenging
are the prospects. With Slovenia eventually a member of the
European Union, formal frontiers will cease to exist and the
borderland will become a zone of free passage among the communities
and the two states; commerce will move more easily, people will
attend cultural activities and children will go to schools on
either side of what was once a barrier to their movement. Bufon
believes that Trieste, as the centre representing this regional
continuum with its cultural heterogeneity, will become not only
more sensitive to the existence of the Slovenian-dialect speakers
in its midst, but also aware of the advantages they can bring
to the cultural mosaic. Interest in Slovenian culture will grow
along with a sensitivity to the Slavic world within a broader
sense of Europeanness. The Slovenian community will play its
part, in turn, to promote integration for it has a 'natural'
role in mediation. And so, Trieste, 'the most Italian town of
Italy', will “become again a bit more Slovenian and therewith
much more European and open towards international relations
and multicultural existence” [ibid. 8].
He suggests concrete ways for common inter-ethnic social and
cultural initiatives - a shared TV station, for instance - so
that the minorities on both sides of the existing border can
play an active role in shaping changes now under way in Italo-Slovenian
relationships. They might also join in international projects,
including the forging of links with other minorities in Central
Europe and along the Baltic-Adriatic belt. As with Feliks Gross,
who described the gradual reduction of tensions in a one-time
genocide area, Milan Bufon expresses the hope that the region,
“will turn from an area of latent conflicts into an area of
true international coexistence and co-operation” [ibid.].
This is an optimistic note but not yet quite a concluding one.
A final observation might be made on the potential for local
communities to play a decisive part in decisions affecting themselves.
In his Nations before Nationalism [1982], John Armstrong makes
the following comment: Generally,...a lower class (especially
in sedentary agricultural societies) cannot constitute a group
as persistently conscious of its identity as an ethnic collectivity.
The principal reason is that the incomplete lower-class occupational
pyramid does not provide an elite with the communications and
bargaining skills needed to legitimize boundary mechanisms of
the class, thereby ensuring its distinct identity with a large
polity. Lacking the high culture capacities a counter-elite
would provide, an underclass has difficulty resisting manipulation
by the elites that guard the myths and symbols common to the
society as a whole [Armstrong, 1982, 6].
He acknowledges that this (peasant) incapacity is a matter of
degree rather than an absolute and that language differences
have made the “maintenance of a latent but persistently strong
identity easier” [ibid., 7]. But the situation changes only
when articulate elites emerge from the masses previously distinguishable
only by peculiar folklore and linguistic patterns restricted
to intimate and small-group discussion.
Even hedged around with qualifications, this statement needs
questioning on one main ground: that it implies a one-way assimilation
of 'lesser groups' into the superior culture and a surrender
of their distinctiveness to the uniform customs handed down
from on high. Yet, as historians of popular culture and writers
in the field of international development show, time and again,
cultural transitions do not occur in this linear and unidirectional
fashion. Nor can we assume that the power of communicating and
negotiation derive only from formal legal and administrative
protocols. Even in societies such as the United States and Britain
where local customs have been manipulated by commercialism,
there are still ongoing differences, however pervasive the manipulation,
because the messages of ruling groups are never swallowed wholy
and uncritically. Michel de Certeau [1984] has shown how the
intentions of the powerful are negotiated and manipulated in
turn by those for whom they are intended. The influences are
never just one-way; messages are transmuted and adapted to accord
with the situations, aspirations and intentions of the receivers,
so the best-laid plans are often misinterpreted or diverted,
wilfully or unconsciously.
Further, other factors suggest that the positive impacts of
outsiders on local groups may be limited if the lesser culture
is not taken account of. Over the years, international cooperation
projects have been made necessary largely because village and
neighbourhood communities have been assailed by outsiders, their
land and other resources expropriated by absentee owners and
they have suffered decades of injustice both legally- sanctioned
as well as illegal. The knowledge and experience of outside
advisers has been useful because they enjoy some influence as
intermediaries with the world of authority. But their support
is of limited value if the capacities, knowledge and experience
of the local community are not engaged [see Armstrong, 1991;
Armstrong 1997; Kelly and Armstrong, 1996]. The outsiders must
dialogue with and listen to the opinions and aspirations of
distinct sectors of the community. If we think in terms of the
'lower classes', 'underclasses' or 'the masses' as standardised
units, we are very likely to miss the enormous variety and depth
of knowledge and experience which an approach based upon dialogue
and participation can bring. To the extent that academic research
eschews direct engagement, it will deny itself that knowledge.
The benefits of removed scholarly objectivity or technical expertise
may be forfeited when the values, beliefs, knowledge and daily
practices of people in local communities remain untapped.13
Certainly, the evidence from Bufon, Minnich and Zupancic suggests
that there is an underlying sense of self which usually escapes
formal definition. The individuals who form the core of Minnich's
studies are strong in their convictions about their identity;
it is tied to the relationships associated with mutual support,
celebration and work. The peasant community of Carinthia, according
to Zupancic, sustained its existence as Slovenian-dialect speakers;
if the sense of identity was diluted by the migration to the
cities and work in factories (and an assimilationist and repressive
strategy under the Nazis), the emergence of a more articulate
urban middle class is, once again, asserting, the claims of
an identifiable ethnicity among the Slovenian speakers of Carinthia.
But, it is doing so by drawing upon the enduring cultural practices
of many generations whom John Armstrong would describe as an
'underclass'.
On the Slovenian frontier with Hungary, minority groups have
worked out an acceptable modus vivendi with each other and with
the institutions of state while maintaining their own means
of ethnic self-identification. In the Italo-Slovenian border
region described by Gross and Bufon, it is not evident that
a 'lower class' has failed to remain 'persistently conscious
of its identity'. At times, multi-lingual practice has shrunk
and the assimilation of names and language has been imposed
by autocratic regimes in Rome. Yet, as Bufon points out, assimilation
is not a oneway street and periodic resurgences of interest
in ethnic identity, occur, especially in Trieste area. Moreover,
formal institutions, while crystallising the cultural achievements
of the minority at times, have not necessarily proven themselves
more resilient or more competent than the 'lower classes' in
sustaining their customs, language and culture. One negative
quality of the counter-elites not mentioned by Armstrong is
their capacity for corrosive sectarian powerseeking. It seems
to be this durability among 'ordinary people' (Armstrong's 'lower
class') which supplies the building blocks for cultural and
ethnic renewal. This has been true throughout history; the historians
of popular culture have described the current of popular activities
as the 'lesser tradition' which runs alongside the 'greater
tradition' - or the 'plebeian culture' in contrast to the 'patrician'.
Throughout the modern era, the two diverged as the upper class
withdrew from its earlier cultural interaction with the ordinary
people. Yet, the two traditions have often come together as
cultural borrowings occurred in literature (nursery rhymes,
Herder's anthologies, Grimms' and Anderson's folk tales); painting
(Bruegel's peasants and Millet's workers); and music (folk music
adapted by Brahms, Smetana, Dvorak, Kodaly, Bruch, Grainger
and many others). Moreover, as A.D. Smith and other writers
have shown, political activists have built their own nationalist
edifices from these same sources using the vernacular languages
and symbols of the 'lower classes'. And it is usually to the
peasant communities, persisting and surviving across the years,
resisting the depredations of war and exploitation, that they
have turned.14
Although this parallel stream of cultural activity it is not
formally organised in ways easily recognisable to outsiders,
it nevertheless endures in everyday associations and mutual
exchanges. The strength of such cultural ties, the cement which
binds people, is that of daily practice, connections and relationships.
The everyday acts of working together, sharing tasks and responsibilities,
enjoying leisure, depending upon one another to sustain human
existence - or, indeed, competing and disagreeing - create the
cornerstones of common identity. From these arise the mythologies,
symbols and customs which come to epitomise the group connections
in the individual and collective imagination.15 Outsiders, peering
from a distance, naturally, perhaps, recognise the formal symbols
more readily than the less-heralded informal daily associations
and practices from which they spring. To change our perceptions
we need to peel back the layers which veil the realities of
other lives - and engage in dialogue to deepen our understanding
of them.
Conclusion
The border region running along the Italo-Slovenian international
frontier has endured conquest, injustice and conflict between
nation-states over the years. It has been described by one of
our authors as 'a genocide area'. Yet its future, where change
is encompassed within the frames of knowledge, experience and
wishes of the local communities, has the potential for a more
thriving stability. The underlying resilience of the diverse
ethnic, cultural and linguistic groups springs from their need
to sustain viable working relationships with each other. For
reasons of simple survival, they have had to over the years.
The same sort of strengths, values and aspirations of the region's
mix of peoples, then, should be at the heart of any development
strategies adopted, for instance, by the European Union - although
the present tendencies in that organisation appear to be heading
more to a Maastricht and Central Bank formula of bureaucratic
centralisation.16 The multilingual capacities and multicultural
environments found within the mosaic of communities on the Italo-Slovene
frontier, for all their limitations, also seem to have much
to offer to their respective nation-states precisely because
the inhabitants of this frontier zone have had, over the centuries,
to work out a modus vivendi which gives viability to and defines
their society.
The existence of these communities challenges the nation-state's
more homogeneous definition of what makes a society distinctive.
In fact, the many-faceted nature of border regions has a great
deal to teach those in government about tolerance and mutual
acceptance. Furthermore such inter-group associations are not
tantamount to the cultural amorphousness of characterless melting
pots - at least, not in the region we have been studying. In
the matter of identity, there are few either-or outcomes. The
evidence suggests that is possible to associate, work and even
occasionally socialise with others without a surrender of distinctive
culture, customs and language.
Further, it is common for people to speak two or three or more
languages or dialects and to maintain multiple identities appropriate
to different times, places and circumstances. We would be deluded
- or romantic - to believe that no difficulties exist in such
associations, but it is also reasonable to suppose that having
to live in close contact with others will encourage a sense
of tolerance; it will help engender a sense of flexibility,
a capacity for adaptation to different customs (with the proviso
that they are not imposed on others). Self-identification will,
then, come to reflect the willingness and ability to modify
attitudes, actions and aspirations. But it will also reflect
a determination to hold onto one's sense of difference of self
or of community on other occasions. The two are not incompatible.
The situationally-adapting multiple identity captures the sense
of differentiated and complex everyday existence and is distinct
from the notions of national (state) identity current especially
in certain media accounts of nationalism and identity. To enter
into the debate on nationalism without heeding regional and
local voices is to accept the primacy of the dialogues of power,
of the rhetoric of ruling cliques. Yet, beneath the surface
of the hegemonic definitions of state and bureaucratic authority,
local and regional identities continue to reassert themselves.
As the writers in the pages above have discovered in their researches,
although severely disrupted by external oppression, expulsion,
attempted assimilation or even genocide, the diverse communities
and ethnic groups show an ability and determination to reclaim
their personas and time and again to reinstate themselves as
members of an enduring region. Each restating of identity differs
from those of former times - the communities are in constant
evolution and cannot retake a past which no longer exists. But
the voices of the region continue to articulate local realities,
reflecting the unfolding attitudes, actions and aspirations
of those who live there; those who associate with each other
and have, perforce, to negotiate difference and come to the
everyday reconciliations and agreements necessary for viable
cadences of life.
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Endnotes
1 In calling for a more overt and specific acknowledgment in
social science writing of the 'where' of human activities, usually
too much taken for granted, Peter Taylor notes how the state
becomes the assumed location by default: The embedded statist
that constrains most social science and history causes the where
of social change to be treated as given - human activities are
bounded by the territory of the state and trajectories are sought
for the 'society', 'economy', 'culture' and the polity contained
therein. Problematizing this statism opens up ontological questions
for too long neglected [1997, 425].
2 The many interpretations of this vote suggest somewhat more
ambiguous attitudes among those who vote for 'sovereignty-association';
this seems to mean sovereignty in some areas - politics and
culture especially - while associating with the Canadian state
in the sharing of currency, fiscal and monetary policy. What
are the implications of this equivocal response, especially
as both communities are now being increasingly encompassed by
the continental system of the North American Free Trade Association?
National independence seems a rather encircled notion when the
levers of fiscal and monetary power are increasingly corroded
by the global financial system. But this is applicable to most
modern states, of course.
3Many of these diverse expressions of difference within state
boundaries have, until recent years, been overlooked or minimised;
Eugen Weber [1979] speaks of “regional diversities that have
attracted little notice in generalizations made from an urban
point of view” [10].
4 In fact, his own state provides perhaps the best and earliest
example of such a adroit construction The Tudors employed not
only their own considerable abilities and cunning, but also
those of talented officials - Cromwell, Essex, the Cecil family
- and newly-created institutions of state to assert their independence
from the Catholic church in Rome. The ideological support for
their dynasty was, in turn, provided by court musicians and
poets who idealised Elizabeth as the 'faery queen' or 'Ariadne'
and by that great propagandist, William Shakespeare. Succeeding
generations of royalty and ruling classes carried on the state-building
through the centuries, incorporating the Celtic margins, modernising/centralising
society and economy and creating a world empire as they went.
In the case of France, Weber [1979, 113] argues that the centralist
Revolution did not replace existing community and social structures,
but actually dismantled them as part of its invention of a new
state and a new ideology.
5 In Slovenia, according to I. Svetlik [1992], the Alliance
of Communists was losing legitimacy through the 1980s as the
economic crisis deepened; from 1986 to 1990 the ruling party
gradually moved towards a market economy and political pluralism.
Unemployment in the Republic of Slovenia increased from 2.2
per cent in 1984 to 7.1 per cent in 1991, the growth in real
wages fell from 0.4 per cent in the period 1971-80 to -3.8 per
cent in 1986-90 [11]. Socially, he writes, standards of living
were only slightly affected, with widening ownership of material
possessions - but work-related exhaustion and chronic tiredness
indicators were up [12-14]. The working class had been most
adversely affected and it was likely that market influences
would affect social welfare provision, so creating a post-communist
welfare gap.
6 The question of scale in the claims for special status and
specific identity constitutes a thorny problem in my own place
of residence, the province of Quebec. A majority of francophones
insists that the Quebec nation has a distinct identity and culturally
and historically their claim is a strong one. At that level,
the separation of Quebec from Canada seems straightforward.
But, at other scales of self-identification within Quebec, significant
minorities dispute the sovereignist's arguments. Anglophones,
other ethnic minorities and native groups fiercely resist Quebec's
secession from Canada, claiming a primary link with the federal
state (although native groups such as the Inuit, Cree, Montagnais
and Naskapi might avow a still more primary loyalty to their
own nations).
7 Although this criticism has not gone quite so far as that
levied by R.J. Evans [1997] against those historians who suffer
from 'a self-regarding obsession'. If, indeed, they consider
themselves more important than their subjects and refer more
to each other than the past, “then inflated self-importance,
solipsism and pretentiousness can be the only results. A return
to scholarly humility is surely called for here” [201]. The
tradition in geography of 'getting one's boots muddy', or the
invitation of both the historian E. P. Thompson and the international
development practitioner, R. Chambers to listen and heed what
is being said by the other participants in the exchange seem
a valid cure for academic introversion.
8This subject, itself, is the centre of a voluminous debate
stemming from the writings of Mikhail Bahktin in the 1930s.
The twin concepts of dialogical enquiry and of chronotopes (the
linking of time and space) in which locality and chronology
are interdependent means that events are not solely connected
through time, but also because they exist in specific landscapes
which become focal in the creation of meaning. We are provided
with the means, then, to go beyond the generalisations of broadscale
chronologies to a deeper understanding of the specifics of historical
events occurring in particular places. This celebration of diversity
and difference is further extended by Bahktin's concept of dialogism
or creative understanding in research - similar to Johan Gottfried
Herder's eighteenth century einfuhlung or empathy for distinct
cultures and human subjects [ Bahktin 1984; Berlin, 1990; Folch-Serra,
M. 1990; Herder, 1968; Hirschkop and Shepherd, 1989; Hitchcock,
1993; Morson and Emerson, 1990].
9 Warren Connor [1994, 221] makes a comment similar in sense
to Gross's; European immigrants with education or from large
cities usually gave a nation-state self-definition, whereas
peasants and those from small localities identified themselves
less, for example, Croats, and more as Dalmatians, Istrians
or Slavonians - all from their local regions and localities.
10There is no guarantee that even a democratic regime can prevent
this from happening although its impact may be less harsh. For
example, an irredentist regime in Rome under a leader such as
Berlusconi and the pretensions of the Northern League nationalists
aiming to create their own independent state of Padania both
have the potential to exacerbate tensions within the region.
11 Some cultures may be better at this than others. John Clarke
[1977] describes the long-term rivalries and feuds which dogged
the histories of inter-village relationships in certain parts
of England from one generation to the next. The annual ceremonies
of marking out boundaries - 'beating the Bounds' - and preventing
incursions onto village lands from neighbouring villages in
many cases led to physical conflict and bloodshed in defence
of the communal heritage on a quite regular basis [30]. And
Eugen Weber's [1979] chapter, “Alone with one's fellows” is
full of similar examples of inter-village antagonism.
12 The governing circles of nation-states, themselves, are contributing
to the erosion of the state's economic and financial power with
their participation in the Multilateral Agreement on Investment
(MAI) which if passed would open economies to the almost untrammelled
intervention of global corporate investment and intervention
even in the spheres of culture and social welfare (see Le Monde
interview with French Culture Minster, Catherine Trautmann,
[ Le Monde/Guardian Weekly, 1 March 1998, 18]).
13An excellent example of this is given by Eugen Weber [1979]
in referring to an outsider's view of rural people in nineteenth
century France: 'Mistrust,' wrote a priest at the close of the
century, 'is the outstanding trait of the peasant's character.
The peasant does not trust anyone, not even himself'. This was
both true and false. It was true that rural defenses remained
high and the rural mentality a distinctly separate one. But
the observation reflects, too, a natural vexation at being unable
to penetrate the closed world of the village society, and the
kind of judgment this invariably evoked from those condemned
to watch it from the outside [49]. It may have also reflected
historically-justified scepticism about the good intentions
of outsiders.
14 This stubborn resistance is celebrated by a writer such as
John Berger who has lived in alpine village communities and
bases his trilogy Pig Earth; Europa, Europa and Lilac and Flag
on his experiences there. Karl Marx, on the other hand, was
much less impressed by the capacity of the peasantry for survival
and in his Eighteenth Brumaire described the class as a sack
of potatoes, indeterminate, amorphous, without ideas, will or
unified perspective. Perhaps they lacked the perspective required
for revolutionary uprising which Marx saw as central to his
project, yet E. Weber [1979, 10-11] describes the revolutionary
fervour of many French peasants after the fall of the Bastille
in 1789. Beyond that, rural dwellers, over the centuries, had
demonstrated other enduring qualities which seem to have eluded
the distant gaze of the great urban revolutionary.
15 Giambattista Vico, the eighteenth century philosopher, compares
the mythology which arises out of the domestic, economic and
political life of 'primitive and imaginative' communities with
the codes of law and morality of the more 'reflective' mind
(see R.G. Collingwood, [1946/1993, 70]). Vico, like Johann Gottfried
Herder, a fellow eighteenth century thinker, demonstrated a
great belief in the creative power of the human mind and of
its original expression in a diversity of communities throughout
history.
16 In a brief article in Le Monde Diplomatique, Bernard Cassen
[1998] asks whether the strength of community and nation might
serve as a bulwark against 'la barbarie de la mondialisation';
whether, indeed, some form of European solidarity could act
in that manner, the European Union perhaps - “mais certainement
pas celle de Maastricht et de la Banque centrale” [Cassen, 1998,
9].
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